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AIRegulation-DocAnalysis/backend/app/application/documents/services.py

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"""Implement application-layer logic for services."""
from __future__ import annotations
import os
import tempfile
import uuid
import json
from dataclasses import dataclass
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from datetime import UTC, datetime
from loguru import logger
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from app.config.settings import settings
from app.domain.documents import (
ChunkBuilder,
Document,
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DocumentArtifact,
DocumentBinaryStore,
DocumentParser,
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DocumentProcessingRun,
DocumentProcessingStore,
DocumentRepository,
DocumentStatus,
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DocumentStatusEvent,
ParseArtifactStore,
ParsedDocument,
)
from app.domain.retrieval import EmbeddingProvider, VectorIndex
# Keep orchestration logic centralized so use-case flow stays easy to trace.
@dataclass
class DocumentProcessResult:
"""Represent document process result data."""
doc_id: str
doc_name: str
status: str
message: str
num_chunks: int = 0
summary: str = ""
summary_latency_ms: int = 0
class DocumentCommandService:
"""Provide the Document Command Service service."""
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def __init__(
self,
*,
document_repository: DocumentRepository,
binary_store: DocumentBinaryStore,
parser: DocumentParser,
chunk_builder: ChunkBuilder,
embedding_provider: EmbeddingProvider,
vector_index: VectorIndex,
parse_artifact_store: ParseArtifactStore | None = None,
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document_processing_store: DocumentProcessingStore | None = None,
) -> None:
"""Initialize the Document Command Service instance."""
self.document_repository = document_repository
self.binary_store = binary_store
self.parser = parser
self.chunk_builder = chunk_builder
self.embedding_provider = embedding_provider
self.vector_index = vector_index
self.parse_artifact_store = parse_artifact_store
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self.document_processing_store = document_processing_store
def _utcnow(self) -> datetime:
"""Return the current UTC timestamp for persisted processing metadata."""
return datetime.now(UTC)
def _save_parse_artifacts(self, *, doc_id: str, parsed_document: ParsedDocument) -> dict[str, str]:
"""Persist parse artifacts so troubleshooting does not depend on provider retention windows."""
prefix = f"{parsed_document.metadata.get('artifact_prefix', 'artifacts').strip('/')}/{doc_id}"
artifact_payloads = {
"layouts": parsed_document.raw_layouts,
"structure_nodes": parsed_document.structure_nodes,
"semantic_blocks": parsed_document.semantic_blocks,
"vector_chunks": parsed_document.vector_chunks,
}
artifact_keys: dict[str, str] = {}
for name, payload in artifact_payloads.items():
object_name = f"{prefix}/{name}.json"
self.binary_store.save(
object_name=object_name,
data=json.dumps(payload, ensure_ascii=False, indent=2).encode("utf-8"),
content_type="application/json",
metadata={"doc_id": doc_id, "artifact_type": name},
)
artifact_keys[name] = object_name
return artifact_keys
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def _safe_create_processing_run(self, *, doc_id: str, trigger_type: str, generate_summary: bool) -> str | None:
"""Create a processing run record when the optional store is available."""
if not self.document_processing_store:
return None
run = DocumentProcessingRun(
run_id=str(uuid.uuid4()),
doc_id=doc_id,
trigger_type=trigger_type,
run_status="running",
parser_backend=settings.parser_backend,
chunk_backend=settings.chunk_backend,
embedding_model=settings.embedding_model,
metadata={"generate_summary": generate_summary},
)
try:
created = self.document_processing_store.create_run(run)
return created.run_id
except Exception:
logger.warning("DocumentProcessingStore.create_run failed for doc_id={}", doc_id)
return None
def _safe_append_status_event(
self,
*,
doc_id: str,
run_id: str | None,
from_status: str,
to_status: str,
stage: str,
message: str = "",
metadata: dict | None = None,
) -> None:
"""Append a status event without allowing auxiliary persistence failures to abort processing."""
if not self.document_processing_store or not run_id:
return
event = DocumentStatusEvent(
event_id=str(uuid.uuid4()),
doc_id=doc_id,
run_id=run_id,
from_status=from_status,
to_status=to_status,
stage=stage,
message=message,
metadata=metadata or {},
)
try:
self.document_processing_store.append_status_event(event)
except Exception:
logger.warning(
"DocumentProcessingStore.append_status_event failed for doc_id={}, run_id={}",
doc_id,
run_id,
)
def _safe_mark_run_stored(self, *, doc_id: str, run_id: str | None) -> None:
"""Mark the processing run as stored without affecting the main workflow."""
if not self.document_processing_store or not run_id:
return
try:
self.document_processing_store.mark_run_stored(run_id, stored_at=self._utcnow())
except Exception:
logger.warning("DocumentProcessingStore.mark_run_stored failed for doc_id={}, run_id={}", doc_id, run_id)
def _safe_mark_run_parsed(self, *, doc_id: str, run_id: str | None, parsed_document: ParsedDocument) -> None:
"""Persist parse completion details without failing the document pipeline."""
if not self.document_processing_store or not run_id:
return
try:
self.document_processing_store.mark_run_parsed(
run_id,
parser_backend=parsed_document.parser_name,
layout_count=int(parsed_document.metadata.get("layout_count", len(parsed_document.raw_layouts)) or 0),
structure_node_count=len(parsed_document.structure_nodes),
semantic_block_count=len(parsed_document.semantic_blocks),
vector_chunk_count=len(parsed_document.vector_chunks),
parsed_at=self._utcnow(),
metadata={"parse_task_id": parsed_document.metadata.get("task_id", "")},
)
except Exception:
logger.warning("DocumentProcessingStore.mark_run_parsed failed for doc_id={}, run_id={}", doc_id, run_id)
def _safe_replace_processing_artifacts(self, *, doc_id: str, run_id: str | None, artifact_keys: dict[str, str]) -> None:
"""Store artifact references without turning persistence drift into a user-visible failure."""
if not self.document_processing_store or not run_id:
return
artifacts = [
DocumentArtifact(
artifact_id=str(uuid.uuid4()),
doc_id=doc_id,
run_id=run_id,
artifact_type=artifact_type,
object_name=object_name,
content_type="application/json",
byte_size=0,
checksum="",
)
for artifact_type, object_name in artifact_keys.items()
]
try:
self.document_processing_store.replace_artifacts_for_run(run_id, artifacts)
except Exception:
logger.warning(
"DocumentProcessingStore.replace_artifacts_for_run failed for doc_id={}, run_id={}",
doc_id,
run_id,
)
def _safe_mark_run_indexed(self, *, doc_id: str, run_id: str | None, chunk_count: int, index_name: str) -> None:
"""Mark the processing run as indexed without affecting the success path."""
if not self.document_processing_store or not run_id:
return
now = self._utcnow()
try:
self.document_processing_store.mark_run_indexed(
run_id,
chunk_count=chunk_count,
index_name=index_name,
indexed_at=now,
finished_at=now,
)
except Exception:
logger.warning("DocumentProcessingStore.mark_run_indexed failed for doc_id={}, run_id={}", doc_id, run_id)
def _safe_mark_run_failed(self, *, doc_id: str, run_id: str | None, failure_stage: str, error_message: str) -> None:
"""Mark the processing run as failed without masking the original error handling path."""
if not self.document_processing_store or not run_id:
return
try:
self.document_processing_store.mark_run_failed(
run_id,
failure_stage=failure_stage,
error_message=error_message,
finished_at=self._utcnow(),
)
except Exception:
logger.warning("DocumentProcessingStore.mark_run_failed failed for doc_id={}, run_id={}", doc_id, run_id)
def upload_and_process(
self,
*,
doc_id: str | None = None,
file_name: str,
content: bytes,
content_type: str,
doc_name: str | None,
regulation_type: str,
version: str,
generate_summary: bool,
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trigger_type: str = "upload",
) -> DocumentProcessResult:
"""Handle upload and process for the Document Command Service instance."""
doc_id = doc_id or str(uuid.uuid4())[:8]
final_doc_name = doc_name or file_name
object_name = f"{doc_id}/{file_name}"
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run_id: str | None = None
current_status = DocumentStatus.PENDING
current_stage = "store"
document = Document(
doc_id=doc_id,
doc_name=final_doc_name,
file_name=file_name,
object_name=object_name,
content_type=content_type,
size_bytes=len(content),
regulation_type=regulation_type,
version=version,
metadata={"generate_summary": generate_summary},
)
self.document_repository.create(document)
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run_id = self._safe_create_processing_run(
doc_id=doc_id,
trigger_type=trigger_type,
generate_summary=generate_summary,
)
self._safe_append_status_event(
doc_id=doc_id,
run_id=run_id,
from_status="",
to_status=DocumentStatus.PENDING.value,
stage="document_created",
message="Document record created",
)
temp_path = ""
try:
self.binary_store.save(
object_name=object_name,
data=content,
content_type=content_type,
metadata={"doc_id": doc_id},
)
self.document_repository.update_status(doc_id, DocumentStatus.STORED)
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current_status = DocumentStatus.STORED
current_stage = "parse"
self._safe_mark_run_stored(doc_id=doc_id, run_id=run_id)
self._safe_append_status_event(
doc_id=doc_id,
run_id=run_id,
from_status=DocumentStatus.PENDING.value,
to_status=DocumentStatus.STORED.value,
stage="store",
message="Source file stored",
)
suffix = os.path.splitext(file_name)[1]
with tempfile.NamedTemporaryFile(delete=False, suffix=suffix) as temp_file:
temp_file.write(content)
temp_path = temp_file.name
parsed_document = self.parser.parse(
file_path=temp_path,
doc_id=doc_id,
doc_name=final_doc_name,
)
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self._safe_mark_run_parsed(doc_id=doc_id, run_id=run_id, parsed_document=parsed_document)
artifact_keys: dict[str, str] = {}
try:
artifact_keys = self._save_parse_artifacts(doc_id=doc_id, parsed_document=parsed_document)
except Exception:
logger.warning("Parse artifact binary persistence failed for doc_id={}", doc_id)
self.document_repository.update_status(
doc_id,
DocumentStatus.PARSED,
parser_name=parsed_document.parser_name,
metadata={
"parser_backend": parsed_document.parser_name,
"parse_task_id": parsed_document.metadata.get("task_id", ""),
"layout_count": parsed_document.metadata.get("layout_count", len(parsed_document.raw_layouts)),
"structure_node_count": len(parsed_document.structure_nodes),
"semantic_block_count": len(parsed_document.semantic_blocks),
"vector_chunk_count": len(parsed_document.vector_chunks),
"artifact_keys": artifact_keys,
"processing_stage": "parsed",
},
)
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current_status = DocumentStatus.PARSED
current_stage = "embed"
self._safe_replace_processing_artifacts(doc_id=doc_id, run_id=run_id, artifact_keys=artifact_keys)
self._safe_append_status_event(
doc_id=doc_id,
run_id=run_id,
from_status=DocumentStatus.STORED.value,
to_status=DocumentStatus.PARSED.value,
stage="parse",
message="Document parsed",
metadata={"artifact_count": len(artifact_keys)},
)
if self.parse_artifact_store:
try:
self.parse_artifact_store.save(
doc_id,
parsed_document.structure_nodes,
parsed_document.semantic_blocks,
)
except Exception:
logger.warning("ParseArtifactStore.save failed for doc_id={}", doc_id)
chunks = self.chunk_builder.build(
parsed_document=parsed_document,
regulation_type=regulation_type,
version=version,
)
if not chunks:
raise ValueError("解析完成但没有生成可入库的 chunks")
vectors = self.embedding_provider.embed_texts([chunk.embedding_text for chunk in chunks])
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current_stage = "index"
inserted = self.vector_index.upsert(chunks, vectors)
if inserted != len(chunks):
logger.warning("Milvus upsert count mismatched: inserted={}, chunks={}", inserted, len(chunks))
health = self.vector_index.health()
self.document_repository.update_status(
doc_id,
DocumentStatus.INDEXED,
chunk_count=len(chunks),
summary="",
summary_latency_ms=0,
index_name=health.get("collection_name", ""),
metadata={
"index_collection": health.get("collection_name", ""),
"processing_stage": "indexed",
},
)
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current_status = DocumentStatus.INDEXED
index_name = health.get("collection_name", "")
self._safe_mark_run_indexed(
doc_id=doc_id,
run_id=run_id,
chunk_count=len(chunks),
index_name=index_name,
)
self._safe_append_status_event(
doc_id=doc_id,
run_id=run_id,
from_status=DocumentStatus.PARSED.value,
to_status=DocumentStatus.INDEXED.value,
stage="index",
message="Document indexed",
metadata={"chunk_count": len(chunks), "index_name": index_name},
)
stored = self.document_repository.get(doc_id)
return DocumentProcessResult(
doc_id=doc_id,
doc_name=final_doc_name,
status=(stored.status.value if stored else DocumentStatus.INDEXED.value),
message="处理成功",
num_chunks=len(chunks),
summary=stored.summary if stored else "",
summary_latency_ms=stored.summary_latency_ms if stored else 0,
)
except Exception as exc:
logger.exception("文档处理失败: doc_id={}", doc_id)
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failure_stage = current_stage
self.document_repository.update_status(
doc_id,
DocumentStatus.FAILED,
error_message=str(exc),
metadata={
"failure_reason": str(exc),
"processing_stage": "failed",
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"failure_stage": failure_stage,
},
)
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self._safe_mark_run_failed(
doc_id=doc_id,
run_id=run_id,
failure_stage=failure_stage,
error_message=str(exc),
)
self._safe_append_status_event(
doc_id=doc_id,
run_id=run_id,
from_status=current_status.value,
to_status=DocumentStatus.FAILED.value,
stage=failure_stage,
message=str(exc),
)
return DocumentProcessResult(
doc_id=doc_id,
doc_name=final_doc_name,
status=DocumentStatus.FAILED.value,
message=f"文档处理失败: {exc}",
)
finally:
if temp_path and os.path.exists(temp_path):
try:
os.remove(temp_path)
except OSError:
logger.warning("临时文件清理失败: {}", temp_path)
def delete(self, doc_id: str) -> bool:
"""Delete document record, binary file, and vector chunks."""
document = self.document_repository.get(doc_id)
if not document:
return False
try:
self.binary_store.delete(document.object_name)
except Exception:
logger.warning("Binary delete failed for doc_id={}", doc_id)
try:
self.vector_index.delete_by_document(doc_id)
except Exception:
logger.warning("Vector delete failed for doc_id={}", doc_id)
if self.parse_artifact_store:
try:
self.parse_artifact_store.delete(doc_id)
except Exception:
logger.warning("ParseArtifactStore delete failed for doc_id={}", doc_id)
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if self.document_processing_store:
try:
self.document_processing_store.delete_by_document(doc_id)
except Exception:
logger.warning("DocumentProcessingStore delete failed for doc_id={}", doc_id)
self.document_repository.delete(doc_id)
return True
def retry(self, doc_id: str) -> DocumentProcessResult:
"""Re-process a failed document from its stored binary."""
document = self.document_repository.get(doc_id)
if not document:
return DocumentProcessResult(doc_id=doc_id, doc_name="", status="failed", message="文档不存在")
content = self.binary_store.read(document.object_name)
return self.upload_and_process(
doc_id=doc_id,
file_name=document.file_name,
content=content,
content_type=document.content_type,
doc_name=document.doc_name,
regulation_type=document.regulation_type,
version=document.version,
generate_summary=bool(document.metadata.get("generate_summary", False)),
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trigger_type="retry",
)
class DocumentQueryService:
"""Provide the Document Query Service service."""
def __init__(self, *, document_repository: DocumentRepository, binary_store: DocumentBinaryStore, vector_index: VectorIndex) -> None:
"""Initialize the Document Query Service instance."""
self.document_repository = document_repository
self.binary_store = binary_store
self.vector_index = vector_index
def get(self, doc_id: str) -> Document | None:
"""Handle get for the Document Query Service instance."""
return self.document_repository.get(doc_id)
def list_documents(self, limit: int | None = None) -> list[Document]:
"""Return documents with real-time state from Milvus as the authoritative source.
Algorithm:
1. Query Milvus for all doc metadata (doc_id, doc_title, chunk_count, ).
2. Load JSON/PG metadata records and index them by doc_id.
3. Merge: Milvus-present docs get status=INDEXED and live chunk_count;
metadata-only docs with status=INDEXED are demoted to FAILED.
4. Milvus-only docs (no metadata record) are surfaced as synthetic INDEXED
entries so they are never invisible to the management list.
"""
# Fetch live Milvus state first.
try:
milvus_rows = self.vector_index.list_document_metadata()
except Exception:
milvus_rows = []
milvus_by_id: dict[str, dict] = {r["doc_id"]: r for r in milvus_rows}
# Load metadata store records.
meta_docs = self.document_repository.list(limit=limit)
meta_by_id: dict[str, Document] = {d.doc_id: d for d in meta_docs}
result: list[Document] = []
# Reconcile metadata records against Milvus.
for doc in meta_docs:
if doc.doc_id in milvus_by_id:
row = milvus_by_id[doc.doc_id]
doc.chunk_count = row["chunk_count"]
doc.status = DocumentStatus.INDEXED
# Backfill fields that may be missing from older JSON records.
if not doc.doc_name and row.get("doc_title"):
doc.doc_name = row["doc_title"]
if not doc.regulation_type and row.get("regulation_type"):
doc.regulation_type = row["regulation_type"]
if not doc.version and row.get("version"):
doc.version = row["version"]
elif doc.status == DocumentStatus.INDEXED:
# Metadata says indexed but Milvus has no chunks.
doc.status = DocumentStatus.FAILED
doc.error_message = "向量数据库中未找到对应数据"
result.append(doc)
# Surface Milvus-only docs that have no metadata record at all.
for doc_id, row in milvus_by_id.items():
if doc_id not in meta_by_id:
synthetic = Document(
doc_id=doc_id,
doc_name=row.get("doc_title", doc_id),
file_name=row.get("doc_title", doc_id),
object_name="",
content_type="",
size_bytes=0,
status=DocumentStatus.INDEXED,
regulation_type=row.get("regulation_type", ""),
version=row.get("version", ""),
chunk_count=row["chunk_count"],
)
result.append(synthetic)
result.sort(key=lambda d: d.updated_at, reverse=True)
return result[:limit] if limit is not None else result
def download(self, doc_id: str) -> tuple[Document, bytes]:
"""Handle download for the Document Query Service instance."""
document = self.document_repository.get(doc_id)
if not document:
raise FileNotFoundError(f"文档不存在: {doc_id}")
return document, self.binary_store.read(document.object_name)